RFP Requirement
|
Addressed in Text |
Score
|
| Eligibility
Criteria (scored) |
|
|
The proposed
project must meet ALL of the following eligibility criteria:
-
The project must carry out energy-related
RD&D activities that will advance science or technology not adequately
provided by competitive and regulated markets.
|
IV
VIII |
Y / N
|
-
The project must be intended to provide
clearly identified benefits to California's electricity ratepayers.
|
VII
|
Y / N |
-
The project must primarily address one
of the following 3 PIER program subject areas:
-
renewable energy
-
environmentally preferred advanced generation
-
energy-related environmental research
|
I
|
Y / N |
- Each proposal must be limited to a single,
specific project.
|
+
|
Y / N |
- The proposal must document legal compliance
with either the participation or good faith efforts required pursuant to
the M/W/DVBE program.
|
|
Y / N |
- The proposal must not be marked confidential
in its entirety or it will be rejected.
|
+
|
Y / N |
-
Proposals must be received by CEC by 5
p.m. March 20, 1998.
|
+
|
Y / N |
| Completeness
& Feasibility Criteria (scored minimum score = 32) |
|
|
Proposals are
evaluated for completeness and feasibility using the following criteria:
-
Project description - must have clear
and understandable description of the proposed technology project, including
the type of science or technology being addresses and the types of scientific
or technical work to be accomplished.
|
III
IV
|
Min. 4 |
- Key issues being addressed - must have
a clear and understandable description of the key technical, economic,
environmental, or other science/technology issues being addressed by the
project.
|
II
|
Min. 4 |
- Public benefits - must have a clear and
understandable description and estimated quantities of the public benefits
which the applicant anticipates will result from the project.
|
VIII
|
Min. 4 |
- Goals and objectives - must have quantified
goals and objectives regarding what is to be accomplished in the key technical,
economic, environmental, or other science/technology areas being addressed
by the project.
|
I
VIII
|
Min. 4 |
- Work statement - must have a clear and
understandable work statement describing the specific tasks to be conducted
in the project, including identification of key milestone products, and
the timeframe for conducting this work.
|
IV
Att. 2.1
|
Min. 4 |
- Budget - must contain a budget that identifies
the total amount of funding being requested, the overall project costs,
the amount of match funds to be provided, and how the PIER funds will be
expended during the contract in relationship to the milestones and overall
projects to be developed during the contract.
|
|
Min. 4 |
- Project team - must clearly identify the
people making up the project team, their individual responsibilities in
conducting the task work in the project, and their skill and experience
in the scientific/technical area being addressed.
|
V
|
Min. 4 |
- Fundamental feasibility - proposed project
must appear to follow known scientific principles or must contain a technically
credible explanation of how the project can operate in apparent violation
of these known principles.
|
III?
|
Min. 4 |
| Technical
Evaluation Criteria (weighted scores - use multiplier given. Minimum needed:
252 of 360 pts.) |
|
|
- Key issues - must identify key technical,
economic, environmental or other issues confronting the technology or science;
identifies which of these issues will be addressed by the project; and
identifies how resolving the specified issues is a next necessary step
along the critical path in developing the technology.
|
II
|
4X
|
-
Advancement of science/technology - the
extent to which the proposed project advances science or technology not
adequately addressed by the competitive or regulated markets by resolving:
-
key scientific uncertainties or knowledge
gaps;
-
engineering and materials barriers;
-
environmental issues related to energy
users in California;
-
resource constraints to technology deployment;
and/or
-
any other important barriers.
|
III
|
5X
|
-
Appropriateness of project goals and objectives
- extent to which the proposal has clearly identified and quantified goals
and objectives for resolving key technical, environmental, economic, or
other issues confronting development of the technology or science.
|
I
II
IV
|
6X
|
-
Quality of project plan - proposal should:
-
demonstrate a clear, appropriate, and
complete plan for achieving the identified project goals and objectives;
-
have a work schedule that reasonably appropriates
time with respect to sequence of tasks, time allocated per task, and the
use of labor, equipment, and facilities;
-
the applicant proposes to deliver products
such as test data, methodologies, hardware demonstrations, and reports;
and
-
the budget clearly identifies the allocation
of how PIER funds will be used to perform the work.
|
IV
V
VI
Att. 2.1
|
7X
|
-
Skill and experience of proposer/team
-
-
demonstrate capability to perform the
project's scientific and engineering technical work;
-
demonstrate capability to administer the
contract to control costs, maintain project schedule, develop the technology;
-
has financial skills to help ensure market
connectedness of the technology.
|
|
6X
|
-
Level of requested funding and match funding
- the appropriateness of the amount of PIER funding requested based on:
-
key issues being address by the project;
-
the identified goals and objectives;
-
the degree of skill and experience of
the team;
-
the proposed project plan for meeting
goals and objectives;
-
the type and magnitude of requested funding
relative to the total project cost; and
-
the commitment of the applicant's own
financial resources to complete the proposed project work.
The amount of match funds will be evaluated
as part of the assessment of the probability that the team can complete
the proposed project within the proposed budget. The evaluation will also
consider the security of match funds. |
VI
|
6X
|
- Small business preference - the applicant
is certified as a small business . . .
|
N/A
|
2 X 0 = 0
|
| Policy
Evaluation Criteria (scored - total possible = 360 pts.) |
|
|
- Costs, impacts, & reliability - proposals
will be assigned a score for ONLY ONE of the following subcategories. The
application MUST select one of the following to be scored on: a) energy
cost/value; b) environmental and public health costs/risk impacts; c) improvement
in reliability/quality (see RFP pp. 17-18 for requirements).
|
Address b)
|
8X
|
- Market connection - the likelihood, timing,
and economic value of successful market transfer of projects, services,
and/or knowledge resulting from the project, and the extent to which the
proposed project has made provision to facilitate market transfer (see
RFP p. 18).
|
|
6X
|
- Direct impacts on local and state economies
- the extent to which the proposed project will result in products, services,
and/or knowledge with direct economic benefits to California's local or
state economies by a) increased employment; b) increased quality of jobs;
c) increased tax revenues or benefits; d) some other factor that directly
increases California's gross state product.
|
|
5X
|
-
Appropriateness of proposed matching funds
- will be evaluated based on:
-
the types, amount, and sources of match
funds;
-
the amount of public (vs. private) benefits
that will result from the project;
-
the degree to which matching funds represent
active participation by the applicant;
-
the security of match funds; and
-
the type of match funding proposed (e.g.,
cash vs. in-kind contributions).
[Also from RFP p. 9 on Match Funding Requirements:
Match funding should be provided in amounts proportional to expected private/public
benefits generated by the project (e.g., projects providing a higher percentage
of private benefits and lower percentage of public benefits should contribute
a higher percentage of match funds . . .). On p. 10: Proposed match funding
MUST BE SPENT concurrently with PIER program funds and ONLY ON THE PROJECT
DESCRIBED in the proposal.]
|
|
4X
|
- Cost effectiveness of project - cost will
be evaluated relative to the overall public benefits being provided.
|
|
5X
|
- Other significant factors - covers other
factors not addressed so far or factors that uniquely address unmet needs
of California's energy marketplace (e.g., is there a need for PIER funding?).
|
|
6X
|
- Small business preference - applicant
is certified as a small business.
|
N/A
|
2 x 0 = 0
|
| Other
RFP Requirements (not scored - but addresses many scored items) |
|
|
| Proposals must
include a plan for implementing these mitigation/enhancements strategies,
including approval processes by the appropriate regulatory agencies, if
appropriate. |
|
|
Research should
address one of the following:
-
Public health goal - The integrated operation
of energy facilities should not cause any significant, unmitigated health
impacts to people or risks of public exposure to hazardous materials.
|
+?
|
|
- Air quality goal - Emissions from power
plants and related energy facilities should not significantly contribute
to air quality problems in California.
|
+?
|
|
- Biological resources goal - Power plants,
transmission/distribution lines, and related facilities should not cause
significant, unmitigated impacts on sensitive biological resources. Energy
facilities should attempt to maximize wildlife habitat benefits in an integrated
resource/ecosystem management strategy.
|
|
|
|
Proposal should
not exceed 40 pages.
|
+
|
|
|
The project
must be identified by name and categorized by the applicant into a single,
eligible subject area.
|
+
|
|
An Executive
Summary, 2 pages, should describe:
-
what is to be done on the project,
-
the applicable subject area,
-
the technology being developed,
-
the overall goals an objectives,
-
the overall project cost,
-
the amount of PIER funding being requested,
and
-
the types and estimated amounts of benefits
to be provided by the project.
|
|
|
| Project description
should described the work to be performed, including the specific goals
and objectives of the project, and the plans for achieving them. Important
steps should be discussed. The work statement MUST identify major milestones
to be achieved during the course of the project. |
IV (needs more info)
|
|
| Describe the
products to be obtained during the course of the project work, including
paper deliverables, presentations, hardware, etc. |
Att. 2.1
|
|
| Provide a budget
for the project that corresponds to the deliverables to be produced during
the course of the project. Project expenses will be reimbursed in accordance
with the project budget included in this proposal. |
Att. 2.1
|
|
| Provide a chart
describing the applicant's organizational structure.
Describe:
-
reliability,
-
continuity,
-
professionals awards, and
-
location of the applicant.
Include:
-
type of organization,
-
composition,
-
functions to be performed by employees
of the applicant or subcontractor and how they pertain to the project.
|
|
|
| Identify a
primary person for the Commission's Contract Manager to contact. |
|
|
| Provide a project
organizational chart showing the relationship of the various project team
members, including identification of the project manager, key personnel,
and key subcontractors. |
|
|
Describe the
capabilities of the team members to:
-
conduct the technical work proposed in
the project,
-
administer the project,
-
control costs,
-
maintain project schedule, and
-
move the products into the marketplace
in light of past experiences.
|
|
|
| Describe the
team's experience in managing projects with a high profile, and its capability
to successfully represent the State's energy policies in the affected energy
use sectors/technology areas. |
|
|
| Provide resumes
of the key project team members. |
|
|
| Provide the
status of the technology relative to its stage of development and how the
proposed project represents a necessary step in developing the technology. |
|
|
| Indicate how
the project advances science or technology, especially with respect to
resolving technical or environmental barriers. |
III
VIII
|
|
| Describe key
technical, economic, environmental, or other issues preventing the further
development or commercialization of the proposed product or service at
this time. |
|
|
| Tell why some
or all of the project will not be adequately addressed by the competitive
and/or regulated markets. |
|
|
| Describe the
technical objectives for the project, and how successful achievement of
these objectives relates to the development of the science or technology. |
|
|
| Describe how
the project meets the goals and objectives for this solicitation. |
III, IV, VIII
|
|
| Describe the
impact of the project on improving the reliability/quality of generation,
supply, or use of energy in California. |
VIII
|
|
| Describe the
type and magnitude of environmental, health and safety costs and risk impacts
likely to result from the project. |
|
|
| Describe the
impacts on energy costs and price volatility to California ratepayers likely
to result from the project. |
IV, VIII
|
|
| Describe the
possible impacts of the project on state and local economies. |
|
|
| Describe the
degree to which the project will result in successfully transferring energy-related
products, services, or knowledge to the marketplace. |
|
|
| Describe the
types, source, amounts, and security of match funds being supplied for
the project. |
VI
|
|
| Give the probability
of project success and the risks in reaching success. |
|
|
| Describe the
need for PIER funding for this project. |
II?
|
|
| Every applicant
MUST either propose goal participation or document good faith efforts to
achieve goal participation in meeting M/W/DVBE requirements. |
|
|
| Deliver an
original single-sided, unbound, copy + 18 bound copies of the proposal
by 5 p.m., Friday, March 20, 1998. |
+
|
|