Example of a Proposal Checklist PDF Print E-mail

RFP Requirement
Addressed in Text Score
Eligibility Criteria (scored)    
The proposed project must meet ALL of the following eligibility criteria:
  1. The project must carry out energy-related RD&D activities that will advance science or technology not adequately provided by competitive and regulated markets.
IV
VIII
Y / N

  • The project must be intended to provide clearly identified benefits to California's electricity ratepayers.

VII
Y / N
  • The project must primarily address one of the following 3 PIER program subject areas:
    • renewable energy
    • environmentally preferred advanced generation
    • energy-related environmental research
I
Y / N
  1. Each proposal must be limited to a single, specific project.
+
Y / N
  • The proposal must document legal compliance with either the participation or good faith efforts required pursuant to the M/W/DVBE program.
  Y / N
  • The proposal must not be marked confidential in its entirety or it will be rejected.
+
Y / N
  • Proposals must be received by CEC by 5 p.m. March 20, 1998.
+
Y / N
Completeness & Feasibility Criteria (scored minimum score = 32)    
Proposals are evaluated for completeness and feasibility using the following criteria:
  1. Project description - must have clear and understandable description of the proposed technology project, including the type of science or technology being addresses and the types of scientific or technical work to be accomplished.
III
IV
Min. 4
  • Key issues being addressed - must have a clear and understandable description of the key technical, economic, environmental, or other science/technology issues being addressed by the project.
II
Min. 4
  • Public benefits - must have a clear and understandable description and estimated quantities of the public benefits which the applicant anticipates will result from the project.
VIII
Min. 4
  • Goals and objectives - must have quantified goals and objectives regarding what is to be accomplished in the key technical, economic, environmental, or other science/technology areas being addressed by the project.
I
VIII
Min. 4
  • Work statement - must have a clear and understandable work statement describing the specific tasks to be conducted in the project, including identification of key milestone products, and the timeframe for conducting this work.
IV
Att. 2.1
Min. 4
  • Budget - must contain a budget that identifies the total amount of funding being requested, the overall project costs, the amount of match funds to be provided, and how the PIER funds will be expended during the contract in relationship to the milestones and overall projects to be developed during the contract.
  Min. 4
  • Project team - must clearly identify the people making up the project team, their individual responsibilities in conducting the task work in the project, and their skill and experience in the scientific/technical area being addressed.
V
Min. 4
  • Fundamental feasibility - proposed project must appear to follow known scientific principles or must contain a technically credible explanation of how the project can operate in apparent violation of these known principles.
III?
Min. 4
Technical Evaluation Criteria (weighted scores - use multiplier given. Minimum needed: 252 of 360 pts.)    
  1. Key issues - must identify key technical, economic, environmental or other issues confronting the technology or science; identifies which of these issues will be addressed by the project; and identifies how resolving the specified issues is a next necessary step along the critical path in developing the technology.
II
4X
  • Advancement of science/technology - the extent to which the proposed project advances science or technology not adequately addressed by the competitive or regulated markets by resolving: 
    1. key scientific uncertainties or knowledge gaps; 
    2. engineering and materials barriers; 
    3. environmental issues related to energy users in California; 
    4. resource constraints to technology deployment; and/or 
    5. any other important barriers.
III
5X
  1. Appropriateness of project goals and objectives - extent to which the proposal has clearly identified and quantified goals and objectives for resolving key technical, environmental, economic, or other issues confronting development of the technology or science.
I
II
IV
6X
  • Quality of project plan - proposal should: 
    1. demonstrate a clear, appropriate, and complete plan for achieving the identified project goals and objectives; 
    2. have a work schedule that reasonably appropriates time with respect to sequence of tasks, time allocated per task, and the use of labor, equipment, and facilities; 
    3. the applicant proposes to deliver products such as test data, methodologies, hardware demonstrations, and reports; and 
    4. the budget clearly identifies the allocation of how PIER funds will be used to perform the work.
IV
V
VI
Att. 2.1
7X
  1. Skill and experience of proposer/team - 
  1. demonstrate capability to perform the project's scientific and engineering technical work; 
  2. demonstrate capability to administer the contract to control costs, maintain project schedule, develop the technology; 
  3. has financial skills to help ensure market connectedness of the technology.
  6X
  1. Level of requested funding and match funding - the appropriateness of the amount of PIER funding requested based on:
  1. key issues being address by the project; 
  2. the identified goals and objectives; 
  3. the degree of skill and experience of the team; 
  4. the proposed project plan for meeting goals and objectives; 
  5. the type and magnitude of requested funding relative to the total project cost; and 
  6. the commitment of the applicant's own financial resources to complete the proposed project work. 
The amount of match funds will be evaluated as part of the assessment of the probability that the team can complete the proposed project within the proposed budget. The evaluation will also consider the security of match funds.
VI
6X
  1. Small business preference - the applicant is certified as a small business . . .
N/A
2 X 0 = 0
Policy Evaluation Criteria (scored - total possible = 360 pts.)    
  1. Costs, impacts, & reliability - proposals will be assigned a score for ONLY ONE of the following subcategories. The application MUST select one of the following to be scored on: a) energy cost/value; b) environmental and public health costs/risk impacts; c) improvement in reliability/quality (see RFP pp. 17-18 for requirements).
Address b)
8X
  • Market connection - the likelihood, timing, and economic value of successful market transfer of projects, services, and/or knowledge resulting from the project, and the extent to which the proposed project has made provision to facilitate market transfer (see RFP p. 18).
  6X
  • Direct impacts on local and state economies - the extent to which the proposed project will result in products, services, and/or knowledge with direct economic benefits to California's local or state economies by a) increased employment; b) increased quality of jobs; c) increased tax revenues or benefits; d) some other factor that directly increases California's gross state product.
  5X
  • Appropriateness of proposed matching funds - will be evaluated based on:
    1. the types, amount, and sources of match funds; 
    2. the amount of public (vs. private) benefits that will result from the project; 
    3. the degree to which matching funds represent active participation by the applicant; 
    4. the security of match funds; and 
    5. the type of match funding proposed (e.g., cash vs. in-kind contributions).
    [Also from RFP p. 9 on Match Funding Requirements: Match funding should be provided in amounts proportional to expected private/public benefits generated by the project (e.g., projects providing a higher percentage of private benefits and lower percentage of public benefits should contribute a higher percentage of match funds . . .). On p. 10: Proposed match funding MUST BE SPENT concurrently with PIER program funds and ONLY ON THE PROJECT DESCRIBED in the proposal.]
  4X
  1. Cost effectiveness of project - cost will be evaluated relative to the overall public benefits being provided.
  5X
  • Other significant factors - covers other factors not addressed so far or factors that uniquely address unmet needs of California's energy marketplace (e.g., is there a need for PIER funding?).
  6X
  • Small business preference - applicant is certified as a small business.
N/A
2 x 0 = 0
Other RFP Requirements (not scored - but addresses many scored items)    
Proposals must include a plan for implementing these mitigation/enhancements strategies, including approval processes by the appropriate regulatory agencies, if appropriate.    
Research should address one of the following:
  • Public health goal - The integrated operation of energy facilities should not cause any significant, unmitigated health impacts to people or risks of public exposure to hazardous materials.
+?
 
  • Air quality goal - Emissions from power plants and related energy facilities should not significantly contribute to air quality problems in California.
+?
 
  • Biological resources goal - Power plants, transmission/distribution lines, and related facilities should not cause significant, unmitigated impacts on sensitive biological resources. Energy facilities should attempt to maximize wildlife habitat benefits in an integrated resource/ecosystem management strategy.
   
Proposal should not exceed 40 pages.
+
 
The project must be identified by name and categorized by the applicant into a single, eligible subject area.
+
 
An Executive Summary, 2 pages, should describe:
  • what is to be done on the project,
  • the applicable subject area, 
  • the technology being developed, 
  • the overall goals an objectives, 
  • the overall project cost, 
  • the amount of PIER funding being requested, and 
  • the types and estimated amounts of benefits to be provided by the project.
   
Project description should described the work to be performed, including the specific goals and objectives of the project, and the plans for achieving them. Important steps should be discussed. The work statement MUST identify major milestones to be achieved during the course of the project. IV (needs more info)
 
Describe the products to be obtained during the course of the project work, including paper deliverables, presentations, hardware, etc. Att. 2.1
 
Provide a budget for the project that corresponds to the deliverables to be produced during the course of the project. Project expenses will be reimbursed in accordance with the project budget included in this proposal. Att. 2.1
 
Provide a chart describing the applicant's organizational structure. 

Describe: 

  • reliability, 
  • continuity, 
  • professionals awards, and 
  • location of the applicant.

Include:
  • type of organization, 
  • composition, 
  • functions to be performed by employees of the applicant or subcontractor and how they pertain to the project.
   
Identify a primary person for the Commission's Contract Manager to contact.    
Provide a project organizational chart showing the relationship of the various project team members, including identification of the project manager, key personnel, and key subcontractors.    
Describe the capabilities of the team members to:
  • conduct the technical work proposed in the project,
  • administer the project,
  • control costs,
  • maintain project schedule, and
  • move the products into the marketplace in light of past experiences.
   
Describe the team's experience in managing projects with a high profile, and its capability to successfully represent the State's energy policies in the affected energy use sectors/technology areas.    
Provide resumes of the key project team members.    
Provide the status of the technology relative to its stage of development and how the proposed project represents a necessary step in developing the technology.    
Indicate how the project advances science or technology, especially with respect to resolving technical or environmental barriers. III
VIII
 
Describe key technical, economic, environmental, or other issues preventing the further development or commercialization of the proposed product or service at this time.    
Tell why some or all of the project will not be adequately addressed by the competitive and/or regulated markets.    
Describe the technical objectives for the project, and how successful achievement of these objectives relates to the development of the science or technology.    
Describe how the project meets the goals and objectives for this solicitation. III, IV, VIII
 
Describe the impact of the project on improving the reliability/quality of generation, supply, or use of energy in California. VIII
 
Describe the type and magnitude of environmental, health and safety costs and risk impacts likely to result from the project.    
Describe the impacts on energy costs and price volatility to California ratepayers likely to result from the project. IV, VIII
 
Describe the possible impacts of the project on state and local economies.    
Describe the degree to which the project will result in successfully transferring energy-related products, services, or knowledge to the marketplace.    
Describe the types, source, amounts, and security of match funds being supplied for the project. VI
 
Give the probability of project success and the risks in reaching success.    
Describe the need for PIER funding for this project. II?
 
Every applicant MUST either propose goal participation or document good faith efforts to achieve goal participation in meeting M/W/DVBE requirements.    
Deliver an original single-sided, unbound, copy + 18 bound copies of the proposal by 5 p.m., Friday, March 20, 1998. +
 


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